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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2019-09-16 |
| TX | RA | APPROVED_RES | 2019-09-13 |
Branch Locations
10211 Montgomery Avenue Suite 4, Albuquerque, NM 87111 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The 25 | Albuquerque | NM | 03/2004 | Present |
| Rbc Capital Markets, Llc | Albuquerque | NM | 09/2011 | 09/2019 |
| Raymond James Financial Services, Inc. | Albuquerque | NM | 09/2019 | Present |
| Raymond James Financial Services Advisors Inc. | Albuquerque | NM | 09/2019 | Present |
(1)Name of Business: Broken Road Promotions Address: 6000 Cortaderia Rd NE, 3107, Albuquerque, NM, 87111, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/03/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: BRP is a marketing/writing service. I create creative content our provide consulting to help people brand and communicate (2)Name of Business: Defiant Wealth Address: 10211 Montgomery Blvd NE Ste 4, Albuquerque, NM, 87111-3604, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 03/01/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Defiant Wealth will be the DBA for my Raymond James business, therefore there will not be any specific "duties" beyond my role as branch manager and financial advisor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-27 |
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