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521 Sw 11Th Avenue Suite 200, Portland, OR 97205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-01-06 |
| MT | RA | APPROVED | 2022-11-16 |
| IL | RA | APPROVED | 2019-06-17 |
| AZ | RA | APPROVED | 2019-01-29 |
| ID | RA | APPROVED | 2019-01-25 |
| OH | RA | APPROVED | 2019-01-25 |
| WA | RA | APPROVED | 2015-01-06 |
| CA | RA | APPROVED | 2014-01-02 |
| MO | RA | APPROVED | 2014-01-02 |
| OR | RA | APPROVED | 2013-12-12 |
Branch Locations
521 Sw 11Th Avenue Suite 200, Portland, OR 97205 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Phillips & Company Securities Inc. | Portland | OR | 02/1992 | 03/2025 |
| Phillips & Co Securities | Portland | OR | 06/1994 | 03/2025 |
| Phillips And Company Advisors Llc | Portland | OR | 12/2013 | Present |
Riverlab LLC The business is not investment related. Address: 60956 BACHELOR VIEW ROAD, BEND, OR, 97702 Nature of business: Provides administrative services to family offices. Position: Member Start date: 5/07/2018 Hours committed: 65 per month Hours during trading hours: 15 per month Duties: Lead consulting projects
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-27 |
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