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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-07 |
| CA | RA | APPROVED | 2017-11-29 |
| IA | RA | APPROVED | 2017-11-29 |
| MI | RA | APPROVED | 2017-11-29 |
| UT | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Shelby Township | MI | 08/2007 | 11/2017 |
| Lpl Financial Llc | Shelby Township | MI | 11/2017 | Present |
1. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENT - Start Date 01/2010 - Jackson; FIXED INS/ANNUITY. 2. 11/29/2017 - JOHN HANCOCK - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - JOHN HANCOCK; Life. 3. 2/7/2019 - HOOVER FINANCIAL - DBA: HOOVER FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/15/2015.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-03 |
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