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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-02-21 |
| TX | RA | APPROVED | 2025-02-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Macomb | MI | 09/2009 | 02/2025 |
| Ameriprise Financial Services, Llc | Macomb | MI | 02/2025 | Present |
Business Ownership; Firma Financial Planning; Co-owner; Manage Ameriprise Business; 17957 Hall Rd., , Macomb, MI, 48044; Investment-Related; 07/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-01 |
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