Michael John Bergin

Current Employers

Employment History

• 12/2014 → 06/2022
  National Securities Corp
  Red Bank, NJ
• 10/2016 → 06/2022
  National Asset Mangement
  Eatontown, NJ
• 06/2022 → Present
  Havana Dublin Capital, Llc (Hdc)
  Eatontown, NJ
• 06/2022 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-10-03 → 2022-07-06
  B. Riley Wealth Advisors, Inc.
  Eatontown, NJ

Other Businesses

1. NAME OF OTHER BUSINESS: HAVANA DUBLIN CAPITAL, LLC (HDC), INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 05/2002, POSITION/TITLE/RELATIONSHIP: SOLE MANAGING MEMBER, OPERATING MANAGER, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 6, BRIEF DESCRIPTION OF DUTIES: MANAGE BRANCH EXPENSES AND PAY SALARIED EMPLOYEES; 2. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: DIGITAL SELF PUBLISHING; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: RESEARCHING VIABLE, IN DEMAND BOOKS TOPICS, CREATE OUTLINES; UTILIZE GHOST WRITERS & OTHER AUTHORS UNDER PEN NAMES, UPLOAD BOOKS TO AMZN FOR PURCHASE; 3. NAME OF OTHER BUSINESS: EATONTOWNADVSIORS.COM, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: WEBSITE ADDRESS, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: WEBSITE ADDRESS ONLY NOT DBA:

Exams

• S66 Uniform Combined State Law Examination
  2016-09-28
• S63 Uniform Securities Agent State Law Examination
  1985-10-03

Other Names

• Mike Bergin