Stephanie Michelle Patton

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 03/2021
  U.S. Bancorp Investments, Inc.
  Delphos, OH
• 03/2021 → Present
  Rahrig Financial Group
  Delphos, OH
• 09/1999 → Present
  The Haunted Enthusiasts
  Elida, OH
• 03/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-08-11 → 2021-03-19
  U.S. Bancorp Investments, Inc.
  Delphos, OH
• 2007-07-10 → 2011-08-05
  Fifth Third Securities, Inc.
  Wapakoneta, OH
  Lima, OH
  Lima, OH
• 2005-07-06 → 2007-06-27
  Chase Investment Services Corp.
  Chicago, IL
  Lima, OH
• 2003-05-07 → 2005-07-06
  Banc One Securities Corporation
  Lima, OH

Other Businesses

1. NAME OF OTHER BUSINESS: RAHRIG FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2021 POSITION/TITLE/RELATIONSHIP: REGISTERED ADMINISTRATIVE REPRESENATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE DAY TO DAY OPERATIONAL SUPPORT 2. NAME OF OTHER BUSINESS: THE HAUNTED ENTHUSIASTS INVESTMENT RELATED: NO ADDRESS: 4351 STEMEN ST ELIDA, OH 45807 NATURE OF BUSINESS: TOURISM / TRAVEL START DATE: 09/1999 POSITION/TITLE/RELATIONSHIP: PARTNER / CO-FOUNDER APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: TRAVEL THE COUNTRY VISITING HAUNTED ATTRACTIONS AND CONSULT WITH THE OWNERS REGARDING THE BUSINESS ACTIVITIES AND HOW TO MAKE THEM MORE PROFITABLE. WE ALSO RATE THE ATTRACTIONS AND PHOTOGRAPH THEM FOR OUR WEBSITE; 3. NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS;

Exams

• S66 Uniform Combined State Law Examination
  2003-05-05

Other Names

• Stephanie Michelle Clark
• Stephanie Patton