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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-06-08
  • OH RA
    APPROVED
    Since 2020-06-08

Branch Locations

312 N Main St, Delphos, OH 45833 • United States

201 West Spring St, St Marys, OH 45885 • United States

Elida, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Delphos OH 05/2017 08/2017
Ameriprise Financial Delphos OH 05/2018 08/2018
University Of Toledo Toledo OH 08/2016 05/2019
Ameriprise Financial Services, Inc Delphos OH 10/2019 03/2020
N/A Elida OH 06/2019 09/2019
Ameriprise Financial Services, Llc Delphos OH 03/2020 Present
  • 05/2017 → 08/2017
    Ameriprise Financial
    Delphos, OH
  • 05/2018 → 08/2018
    Ameriprise Financial
    Delphos, OH
  • 08/2016 → 05/2019
    University Of Toledo
    Toledo, OH
  • 10/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Delphos, OH
  • 06/2019 → 09/2019
    N/A
    Elida, OH
  • 03/2020 → Present
    Delphos, OH
Other Businesses

Business Ownership; DESCRP2; Owner; This LLC will be a subsidiary company of a non-profit that I am already approved to run. We raise funds for economic and business development within our community. We are working on revitalizing a specific plot of land and this LLC will be used for restricted funds specifically for that project, so we can keep them separate from our non-profits' general fund.; 310 N Main St, , Delphos, OH, 45833; Not Investment-Related; 08/07/2026; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Delphos Area Chamber of Commerce; Board Member; 310 N Main St, , Delphos, OH, 45833; Not Investment-Related; 03/09/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Delphos Economic Sustainability Coalition; General Board Member; 310 N Main St, , Delphos, OH, 45833; Not Investment-Related; 09/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Delphos Economic Sustainability Coalition; *See Boards of Directors; 310 N Main St, , Delphos, OH, 45833; Not Investment-Related; 09/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-17
  • S66 Uniform Combined State Law Examination
    2021-04-17
Other Names
  • Alex John Vincent Odenweller

View on SEC IAPD

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