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Nicholas James Ayala

Align Equity Group

Boca Raton, FL

CRD 7968279

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Employer firm

Align Equity Group CRD 332824

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Align Equity Group

759 Glouchester St, Boca Raton, FL 33487 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

759 Glouchester St, Boca Raton, FL 33487 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Point America 365 Boca Raton FL 07/2014 Present
Integrity Marketing Group Dallas TX 12/2020 12/2022
Plig Llc Boca Raton FL 10/2017 12/2020
  • 07/2014 → Present
    Point America 365
    Boca Raton, FL
  • 12/2020 → 12/2022
    Integrity Marketing Group
    Dallas, TX
  • 10/2017 → 12/2020
    Plig Llc
    Boca Raton, FL
Other Businesses

Mr. Ayala is Independent Insurance Agent and also owns multiple Accounting firms under the umbrella company D&N Capital Inc. and spends approximately 20% of his time per month in this capacity.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-10-02
S65 Uniform Investment Adviser Law Examination 2024-08-01
  • S63 Uniform Securities Agent State Law Examination
    2024-10-02
  • S65 Uniform Investment Adviser Law Examination
    2024-08-01

View on SEC IAPD

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