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Louis P Cafiero

Citigroup Global Markets Inc.

Fort Lee, NJ

New York, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-30
  • NY RA
    APPROVED
    Since 2026-06-30

Branch Locations

Citi Wealth Management, Sales 2071 Lemoine Avenue, Suite 200, Fort Lee, NJ 07024 • United States

Cwm Retail, Sales 660 Fifth Ave, New York, NY 10103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2024 12/2025
Jpmorgan Chase Bank, N.A. New York NY 08/2021 12/2025
Citi Bank New York NY 06/2018 07/2021
Chase New York NY 10/2010 05/2018
Citigroup New York NY 01/2026 Present
  • 07/2024 → 12/2025
    J.P. Morgan Securities Llc
    New York, NY
  • 08/2021 → 12/2025
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2018 → 07/2021
    Citi Bank
    New York, NY
  • 10/2010 → 05/2018
    Chase
    New York, NY
  • 01/2026 → Present
    Citigroup
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-30
S63 Uniform Securities Agent State Law Examination 2025-01-17
  • S65 Uniform Investment Adviser Law Examination
    2026-06-30
  • S63 Uniform Securities Agent State Law Examination
    2025-01-17
Other Names
  • Louis Cafiero
  • Louis P Cafiero

View on SEC IAPD

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