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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-09-11
  • TN RA
    APPROVED
    Since 2024-09-11

Branch Locations

216 Centerview Dr Ste 115, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stone Rudolph & Henry Clarksville TN 12/2013 Present
Osaic Wealth Inc Brentwood TN 08/2024 Present
  • 12/2013 → Present
    Stone Rudolph & Henry
    Clarksville, TN
  • 08/2024 → Present
    Brentwood, TN
Other Businesses

STONE RUDOLPH & HENRY POSITION: CPA NATURE: Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 173 START DATE: 12/16/2016 ADDRESS: 124 Center Pointe Drive, Clarksville TN 37040, United States DESCRIPTION: Tax Accountant

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-07
  • S66 Uniform Combined State Law Examination
    2024-09-07

View on SEC IAPD

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