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Alex M Wilson

Schwab Wealth Advisory, Inc.

Phoenix, AZ

CRD 3226507

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-02
AZ RA APPROVED 2017-08-25
  • TX RA
    APPROVED_RES
    Since 2020-01-02
  • AZ RA
    APPROVED
    Since 2017-08-25

Branch Locations

2423 E. Lincoln Drive, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 06/2017 Present
Schwab Wealth Advisory Inc Phoenix AZ 06/2017 Present
Usaa Financial Advisors, Inc. Phoenix AZ 08/2016 04/2017
Usaa Financial Planning Services Phoenix AZ 08/2016 04/2017
  • 06/2017 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 06/2017 → Present
    Schwab Wealth Advisory Inc
    Phoenix, AZ
  • 08/2016 → 04/2017
    Usaa Financial Advisors, Inc.
    Phoenix, AZ
  • 08/2016 → 04/2017
    Usaa Financial Planning Services
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-13
S63 Uniform Securities Agent State Law Examination 1999-07-07
  • S65 Uniform Investment Adviser Law Examination
    2002-12-13
  • S63 Uniform Securities Agent State Law Examination
    1999-07-07
Designations
  • Certified Financial Planner
Other Names
  • Alex Wilson
  • Alex Michael Wilson

View on SEC IAPD

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Nearby Investors

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Kenneth ALEXANDER Riley
Jamie L Morton

Nearby Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ

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