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Thomas Xavier West

Cetera Investment Advisers LLC

Phoenix, AZ

CRD 7966030

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-06
AZ RA APPROVED 2025-01-29
  • TX RA
    APPROVED_RES
    Since 2025-10-06
  • AZ RA
    APPROVED
    Since 2025-01-29

Branch Locations

3131 E Camelback Road Suite 100, Phoenix, AZ 85016 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Corona Del Sol Tempe AZ 08/2015 05/2019
Rubios Costal Grill Chandler AZ 04/2016 09/2017
University Of Arizona Tucson AZ 08/2019 05/2024
La Fitness Tucson AZ 07/2020 11/2020
Vasa Fitness Tucson AZ 01/2021 03/2021
Three Stories Down San Diego CA 05/2021 08/2021
Blackrock Coffee Tucson AZ 10/2021 02/2022
Nelson Farms Tucson AZ 01/2022 05/2022
Sabre Construction Clayton WA 05/2022 08/2022
Orangetheory Fitness Tucson AZ 10/2022 05/2024
Michael Salomon Cpa Tucson AZ 07/2023 12/2023
Orangetheory Fitness Chandler AZ 06/2024 10/2024
Unemployed Chandler AZ 05/2019 08/2019
Cetera Wealth Services, Llc El Segundo CA 08/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2025 Present
  • 08/2015 → 05/2019
    Corona Del Sol
    Tempe, AZ
  • 04/2016 → 09/2017
    Rubios Costal Grill
    Chandler, AZ
  • 08/2019 → 05/2024
    University Of Arizona
    Tucson, AZ
  • 07/2020 → 11/2020
    La Fitness
    Tucson, AZ
  • 01/2021 → 03/2021
    Vasa Fitness
    Tucson, AZ
  • 05/2021 → 08/2021
    Three Stories Down
    San Diego, CA
  • 10/2021 → 02/2022
    Blackrock Coffee
    Tucson, AZ
  • 01/2022 → 05/2022
    Nelson Farms
    Tucson, AZ
  • 05/2022 → 08/2022
    Sabre Construction
    Clayton, WA
  • 10/2022 → 05/2024
    Orangetheory Fitness
    Tucson, AZ
  • 07/2023 → 12/2023
    Michael Salomon Cpa
    Tucson, AZ
  • 06/2024 → 10/2024
    Orangetheory Fitness
    Chandler, AZ
  • 05/2019 → 08/2019
    Unemployed
    Chandler, AZ
  • 08/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-25
  • S66 Uniform Combined State Law Examination
    2025-01-25
Other Names
  • Thomas West

View on SEC IAPD

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