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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cornerstone Community Financial Credit Union | Toledo | OH | 03/2025 | 03/2026 |
| Prudential | Troy | MI | 10/2024 | 02/2025 |
| Fedex Ground | Bowling Green | OH | 08/2024 | 11/2024 |
| Western And Southern Life | Maumee | OH | 05/2024 | 08/2024 |
| Doordash | San Francisco | CA | 01/2020 | 11/2024 |
| Fedex Ground | Perrysburg | OH | 01/2020 | 04/2024 |
| High School | Maumee | OH | 04/2016 | 12/2019 |
| Parker Hannifin | Na | OH | 06/2018 | 08/2019 |
| Northwestern Mutual Investment Services Llc | Findlay | OH | 05/2026 | Present |
| Aaron Roush | Findlay | OH | 05/2026 | Present |
| Aaron Roush | Findlay | OH | 03/2026 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-05 |
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