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Carlos Andres Nunez

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-22
  • TX RA
    APPROVED_RES
    Since 2026-01-22

Branch Locations

5201 Amelia Earhart Dr 2Nd & 3Rd Fls [Wt & Cst], Salt Lake City, UT 84116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Sandy UT 08/2024 07/2025
Earth Harbor Naturals Springville UT 05/2023 03/2024
Earth Harbor Naturals Springville UT 04/2022 08/2022
Utah Valley University Orem UT 10/2021 02/2022
Arup Laboratories Salt Lake City UT 03/2021 10/2021
Unemployed Spanish Fork UT 03/2024 08/2024
Graduate Student Salt Lake City UT 08/2022 05/2023
Unemployed Spanish Fork UT 02/2022 04/2022
Utah Valley University Orem UT 08/2020 12/2020
University Student Orem UT 08/2018 08/2020
Jcpenny Provo UT 06/2018 08/2018
High School Student / Unemployed Spanish Fork UT 10/2014 06/2018
Elwood Staffing / Supranaturals Springville UT 06/2020 06/2020
Unemployed Spanish Fork UT 12/2020 03/2021
Wells Fargo Clearing Services Salt Lake City UT 07/2025 Present
  • 08/2024 → 07/2025
    Morgan Stanley
    Sandy, UT
  • 05/2023 → 03/2024
    Earth Harbor Naturals
    Springville, UT
  • 04/2022 → 08/2022
    Earth Harbor Naturals
    Springville, UT
  • 10/2021 → 02/2022
    Utah Valley University
    Orem, UT
  • 03/2021 → 10/2021
    Arup Laboratories
    Salt Lake City, UT
  • 03/2024 → 08/2024
    Unemployed
    Spanish Fork, UT
  • 08/2022 → 05/2023
    Graduate Student
    Salt Lake City, UT
  • 02/2022 → 04/2022
    Unemployed
    Spanish Fork, UT
  • 08/2020 → 12/2020
    Utah Valley University
    Orem, UT
  • 08/2018 → 08/2020
    University Student
    Orem, UT
  • 06/2018 → 08/2018
    Jcpenny
    Provo, UT
  • 10/2014 → 06/2018
    High School Student / Unemployed
    Spanish Fork, UT
  • 06/2020 → 06/2020
    Elwood Staffing / Supranaturals
    Springville, UT
  • 12/2020 → 03/2021
    Unemployed
    Spanish Fork, UT
  • 07/2025 → Present
    Wells Fargo Clearing Services
    Salt Lake City, UT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-12-02
  • S63 Uniform Securities Agent State Law Examination
    2024-12-02
Other Names
  • Carlos A Nunez

View on SEC IAPD

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RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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