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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Chico | CA | 01/2009 | 06/2024 |
| Securities America Advisors, Inc. | Chico | CA | 01/2009 | 06/2024 |
| Osaic Wealth, Inc. | Chico | CA | 06/2024 | Present |
| Osaic Wealth, Inc. | Chico | CA | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-08 |
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