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Caleb Crist

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-13
CA RA APPROVED 2024-09-11
  • TX RA
    APPROVED
    Since 2026-02-13
  • CA RA
    APPROVED
    Since 2024-09-11

Branch Locations

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 07/2024 Present
Deloitte Costa Mesa CA 10/2021 07/2024
Point Loma Nazarene University San Diego CA 08/2017 07/2021
Classical Academy High School Escondido CA 08/2014 06/2017
Bdo San Diego CA 05/2019 08/2019
Deloitte San Diego CA 06/2020 07/2020
Bank Of America, N.A. Newport Beach CA 09/2024 Present
  • 07/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Newport Beach, CA
  • 10/2021 → 07/2024
    Deloitte
    Costa Mesa, CA
  • 08/2017 → 07/2021
    Point Loma Nazarene University
    San Diego, CA
  • 08/2014 → 06/2017
    Classical Academy High School
    Escondido, CA
  • 05/2019 → 08/2019
    Bdo
    San Diego, CA
  • 06/2020 → 07/2020
    Deloitte
    San Diego, CA
  • 09/2024 → Present
    Bank Of America, N.A.
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-08
  • S66 Uniform Combined State Law Examination
    2024-04-08

View on SEC IAPD

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