Sarah Zhu

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-02
CA	RA	APPROVED	2024-10-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	City Of Industry	CA	12/2020	Present
University Of California, Irvine	Irvine	CA	09/2016	06/2018
Wells Fargo	Shoreline	WA	08/2019	12/2019
Unemployed	Riverside	CA	08/2020	11/2020
Wave Plastic Surgery Aesthetic Laser Center	Rowland Heighs	CA	11/2018	06/2019
Unemployed	Riverside	CA	08/2018	10/2018
Union Logistic Llc	Ontario	CA	02/2020	07/2020
Smcp Usa	Irvine	CA	03/2018	07/2018
Bank Of America, N.A.	City Of Industry	CA	08/2024	Present

12/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

City Of Industry, CA
09/2016 → 06/2018

University Of California, Irvine

Irvine, CA
08/2019 → 12/2019

Wells Fargo

Shoreline, WA
08/2020 → 11/2020

Unemployed

Riverside, CA
11/2018 → 06/2019

Wave Plastic Surgery Aesthetic Laser Center

Rowland Heighs, CA
08/2018 → 10/2018

Unemployed

Riverside, CA
02/2020 → 07/2020

Union Logistic Llc

Ontario, CA
03/2018 → 07/2018

Smcp Usa

Irvine, CA
08/2024 → Present

Bank Of America, N.A.

City Of Industry, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-22

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