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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-08 |
| CA | RA | APPROVED | 2026-05-29 |
Branch Locations
1605 S Azusa Ave, Hacienda Heights, CA 91745 • United States
2101 S Hacienda Blvd, Hacienda Heights, CA 91745 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hacienda Heights | CA | 05/2026 | Present |
| Bank Of America, N.A | Hacienda Heights | CA | 06/2026 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | City Of Industry | CA | 05/2017 | 05/2026 |
| Unemployed | West Covina | CA | 01/2016 | 05/2017 |
| Bank Of America, N.A. | City Of Industry | CA | 01/2026 | 05/2026 |
m tech llc ontario, California No Owner owner 01/01/2024 0, Yearly 0, Yearly retail manager tappin net llc ontario, California, No Owner Owner 01/01/2024 0, Yearly 0, Yearly retail manager
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2026-03-24 |
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