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Michael John Roth

LPl Financial LLC

Sun Prairie, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-02-10
  • WI RA
    APPROVED
    Since 2025-02-10

Branch Locations

298 South Grand Ave Suite 110, Sun Prairie, WI 53590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Sun Prairie WI 07/2024 Present
Uw Credit Union Sun Prairie WI 10/2020 Present
Unemployed Madison WI 03/2020 10/2020
Laquinta Inn & Suites Madison WI 01/2020 03/2020
Spi Crm Madison WI 09/2018 01/2020
Applebee's Bar And Grill Madison WI 03/2018 09/2018
Great Dane Brew Pub Madison WI 06/2018 08/2018
Enviromental Control Madison WI 11/2017 03/2018
Summit Credit Union Madison WI 02/2016 10/2017
  • 07/2024 → Present
    Lpl Financial Llc
    Sun Prairie, WI
  • 10/2020 → Present
    Uw Credit Union
    Sun Prairie, WI
  • 03/2020 → 10/2020
    Unemployed
    Madison, WI
  • 01/2020 → 03/2020
    Laquinta Inn & Suites
    Madison, WI
  • 09/2018 → 01/2020
    Spi Crm
    Madison, WI
  • 03/2018 → 09/2018
    Applebee's Bar And Grill
    Madison, WI
  • 06/2018 → 08/2018
    Great Dane Brew Pub
    Madison, WI
  • 11/2017 → 03/2018
    Enviromental Control
    Madison, WI
  • 02/2016 → 10/2017
    Summit Credit Union
    Madison, WI
Other Businesses

1)11/19/2024 - Wealth Management at UW Credit Union - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-31
  • S66 Uniform Combined State Law Examination
    2025-01-31
Other Names
  • Michael John Roth

View on SEC IAPD

Other Firms

WISCONSIN WEALTH ADVISORS, LLC
HARBOUR INVESTMENTS, INC.
OSAIC WEALTH, INC.
U.S. BANCORP ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
AMERIPRISE FINANCIAL SERVICES, LLC
MBE WEALTH MANAGEMENT, LLC

Other Investors

GREGORY STEVEN HENNING
MARK A GERNETZKE
CHRIS ALLEN SWENSON
Shaun Michael Balding
PATRICK CHARLES FOSDICK
KIMBERLY M WENZEL
OLGA EFREMOVA
BRANDON SCOTT DONKERSGOED

Other Offices

LPL FINANCIAL LLC · SUN PRAIRIE, WI
LPL FINANCIAL LLC · SUN PRAIRIE, WI
WISCONSIN WEALTH ADVISORS, LLC · SUN PRAIRIE, WI
HARBOUR INVESTMENTS, INC. · SUN PRAIRIE, WI
LPL FINANCIAL LLC · Sun Prairie, WI
OSAIC WEALTH, INC. · SUN PRAIRIE, WI
U.S. BANCORP ADVISORS, LLC · Sun Prairie, WI
LPL FINANCIAL LLC · SUN PRAIRIE, WI

More in Sun Prairie, WI

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