Michael John Roth

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2024 → Present
  Lpl Financial Llc
  Sun Prairie, WI
• 10/2020 → Present
  Uw Credit Union
  Sun Prairie, WI
• 03/2020 → 10/2020
  Unemployed
  Madison, WI
• 01/2020 → 03/2020
  Laquinta Inn & Suites
  Madison, WI
• 09/2018 → 01/2020
  Spi Crm
  Madison, WI
• 03/2018 → 09/2018
  Applebee's Bar And Grill
  Madison, WI
• 06/2018 → 08/2018
  Great Dane Brew Pub
  Madison, WI
• 11/2017 → 03/2018
  Enviromental Control
  Madison, WI
• 02/2016 → 10/2017
  Summit Credit Union
  Madison, WI

Other Businesses

1)11/19/2024 - Wealth Management at UW Credit Union - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams

• S66 Uniform Combined State Law Examination
  2025-01-31

Other Names

• Michael John Roth