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Current Employers
Wisconsin Wealth Advisors, Llc

1777 West Main Street Suite 203, Sun Prairie, WI 53590 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-10
WI RA APPROVED 2016-02-26
  • TX RA
    APPROVED
    Since 2025-12-10
  • WI RA
    APPROVED
    Since 2016-02-26

Branch Locations

1777 West Main Street Suite 203, Sun Prairie, WI 53590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbour Investments, Inc. Madison WI 10/2000 Present
Wisconsin Wealth Advisors Llc Sun Prairie WI 07/2015 Present
Wisconsin Wealth Advisors Llc Sun Prairie WI 04/2009 Present
Chris Swenson, Sole Proprietor Sun Prairie WI 06/2002 Present
Harbour Investments, Inc. Madison WI 11/2000 12/2020
  • 10/2000 → Present
    Harbour Investments, Inc.
    Madison, WI
  • 07/2015 → Present
    Sun Prairie, WI
  • 04/2009 → Present
    Sun Prairie, WI
  • 06/2002 → Present
    Chris Swenson, Sole Proprietor
    Sun Prairie, WI
  • 11/2000 → 12/2020
    Harbour Investments, Inc.
    Madison, WI
Previous Registrations
Other Businesses

1)Wisconsin Wealth Advisors - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)Sun Prairie Business and Education Partnership | 501 S. Bird Street, Sun Prairie, WI 53590 | Board member | Description: Assist with decisions for the organization | 9/2001 | 3 hours per month, 0 during trading hours | Unpaid | Not investment related 4)Sun Prairie Education Foundation, Inc. | 501 S. Bird Street, Sun Prairie, WI 53590 | Board member | Description: Assist with decisions for the organization | 9/2009 | 5 hours per month, 0 during trading hours | Unpaid | Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-20
S63 Uniform Securities Agent State Law Examination 2000-11-18
  • S66 Uniform Combined State Law Examination
    2005-12-20
  • S63 Uniform Securities Agent State Law Examination
    2000-11-18

View on SEC IAPD

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