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Rooks Wealth Advisors, LLC CRD 316013
$60.0M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
412 Georgia Avenue Suite, 236, Chattanooga, TN 37403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-04-09 |
| TN | RA | APPROVED | 2025-01-15 |
Branch Locations
412 Georgia Avenue Suite, 236, Chattanooga, TN 37403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Nashville | FL | 07/2024 | 01/2025 |
| University Of Tennessee At Chattanooga | Chattanooga | TN | 08/2020 | 05/2024 |
| Chattanooga Golf And Country Club | Chattanooga | TN | 05/2023 | 10/2023 |
| Bellhop | Chattanooga | TN | 04/2022 | 12/2022 |
| Franklin Road Academy | Nashville | TN | 08/2016 | 05/2020 |
| Door Dash | Nashville | TN | 02/2024 | 07/2024 |
| Trinity Wealth Securities, Llc | Nashville | TN | 11/2024 | 01/2025 |
| Rooks Wealth Advisors, Llc | Chattanooga | TN | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-11-23 |
| S65 | Uniform Investment Adviser Law Examination | 2024-07-06 |
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