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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-06-09 |
| CA | RA | APPROVED | 2026-06-07 |
| TX | RA | APPROVED | 2026-05-11 |
Branch Locations
370 S Cleveland Ave, Westerville, OH 43081 • United States
150 W University Dr, Floor 04, Tempe , AZ 85281 • United States
Phoenix, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Tempe | AZ | 07/2024 | Present |
| State Farm Mutual Automobile Insurance Co. | Tempe | AZ | 10/2023 | 07/2024 |
| Family Dollar | Phoenix | AZ | 02/2023 | 10/2023 |
| Pinnacle Lending Group, Inc. | Santa Ana | CA | 02/2022 | 06/2022 |
| Mutual Of Omaha Mortgage | Irvine | CA | 04/2021 | 11/2021 |
| Sovereign Lending Group, Inc | Costa Mesa | CA | 11/2020 | 03/2021 |
| Frontline Media Solutions | Santa Ana | CA | 09/2016 | 10/2020 |
| Mission Loans | Irvine | CA | 12/2021 | 02/2022 |
| Seville Mortgage, Llc | Santa Ana | CA | 06/2022 | 12/2022 |
| Ail Insurance Co. | Phoenix | AZ | 01/2023 | 03/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-09 |
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