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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-27 |
Branch Locations
Citi Wealth Management, Sales 14-18 Railroad Avenue, Greenwich, CT 06830 • United States
Cwm Retail, Sales 845 Central Park Ave, Scarsdale, NY 10583 • United States
Yorktown Heights, NY • United States
Cwm Retail, Sales 66 South Moger Avenue, Mount Kisco, NY 10549 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Yonkers | NY | 10/2014 | 09/2021 |
| Hsbc Securities (Usa) Inc. | Yonkers | NY | 10/2014 | 09/2021 |
| Citigroup | Larchmont | NY | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-08 |
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