Wendy Michele Knight

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-06-29
WA	RA	APPROVED	2023-06-29

TX RA
APPROVED_RES

Since 2023-06-29
WA RA
APPROVED

Since 2023-06-29

Branch Locations

1403 S Grand Ste 205-N, Spokane, WA 99203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Randy Martin-Financial Network	Spokane	WA	01/1997	Present
Cetera Wealth Services, Llc	El Segundo	CA	01/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

01/1997 → Present

Randy Martin-Financial Network

Spokane, WA
01/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1. LIFE INSURANCE - TRANSAMERICA 2. NOTARY NOT INVESTMENT RELATED SAME AS REGISTERED LOCATION SINCE 2000 LESS THAN 1 HOUR PER WEEK, NONE DURING TRADING HOURS PROVIDE NOTARIZATIONS FOR OFFICE

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-07-21
S65	Uniform Investment Adviser Law Examination	1999-05-15

S63 Uniform Securities Agent State Law Examination

1999-07-21
S65 Uniform Investment Adviser Law Examination

1999-05-15

Other Names

Wendy Michele Howson

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews