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Shawn Michael Adams

Wells Fargo Clearing Services, LLC

Forest, VA

Roanoke, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-11-20
  • VA RA
    APPROVED
    Since 2024-11-20

Branch Locations

17967 Forest Rd, Forest, VA 24551 • United States

10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Forest VA 07/2024 Present
Wells Fargo Bank, Na Forest VA 12/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-19
S63 Uniform Securities Agent State Law Examination 2024-10-28
  • S65 Uniform Investment Adviser Law Examination
    2024-11-19
  • S63 Uniform Securities Agent State Law Examination
    2024-10-28
Other Names
  • Shawn Adams

View on SEC IAPD

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OSAIC INSTITUTIONS, INC. · FOREST, VA
HSC WEALTH ADVISORS · FOREST, VA
YORKTOWN MANAGEMENT AND RESEARCH CO INC · FOREST, VA
OSAIC WEALTH, INC. · Forest, VA
CITY CAPITAL MANAGEMENT L.L.C. · FOREST, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Forest, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Forest, VA
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