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William Michael Herbert

Osaic Institutions, Inc.

Forest, VA

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-03-17
  • VA RA
    APPROVED
    Since 2017-03-17

Branch Locations

17011 Forest Road., Forest, VA 24551 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Lynchburg VA 06/2008 Present
First Bank & Trust Company Lynchburg VA 06/2008 Present
  • 06/2008 → Present
    Infinex Investments, Inc.
    Lynchburg, VA
  • 06/2008 → Present
    First Bank & Trust Company
    Lynchburg, VA
Previous Registrations
  • 2003-03-24 → 2008-06-09
    Uvest Financial Services Group, Inc.
    Lynchburg, VA
    Lynchburg, VA
Other Businesses

I AM AN OFFICE OF FIRST BANK & TRUST COMPANY. MY STATUS WITH THE BANK IS AT THE VICE PRESIDENT LEVEL. THE DUTIES I WILL BE PERFORMING FOR FIRST BANK & TRUST ARE RESIDENTIAL MORTGAGE LENDING AND COMMERCIAL LENDING. THESE ARE THE SAME DUTIES I PERFORMED AT THE LAST FINANCIAL INSTITUTION WHERE I WAS EMPLOYED PREVIOUSLY. THE BANKING DUTIES I PERFORM (DESCRIBED) ABOVE WILL TAKE UP TO APPROXIMATELY 60% OF MY TIME.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-16
S63 Uniform Securities Agent State Law Examination 2000-05-09
  • S66 Uniform Combined State Law Examination
    2017-03-16
  • S63 Uniform Securities Agent State Law Examination
    2000-05-09
Designations

View on SEC IAPD

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