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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-09-29 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
550 S Tryon St 40Th And 42Nd Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Camp Hill | PA | 06/2024 | 08/2024 |
| Shipley Energy | York | PA | 05/2023 | 08/2023 |
| James Madison University | Harrisonburg | VA | 08/2023 | 05/2024 |
| James Madison University | Harrisonburg | VA | 08/2022 | 05/2023 |
| James Madison University | Harrisonburg | VA | 08/2021 | 05/2022 |
| James Madison University | Harrisonburg | VA | 08/2020 | 05/2021 |
| Unemployed | York | PA | 05/2022 | 08/2022 |
| Buffalo Wild Wings | York | PA | 05/2021 | 08/2021 |
| Dallastown Area High School | York | PA | 08/2016 | 06/2020 |
| Bridgewater Public House | York | PA | 05/2019 | 08/2019 |
| Pma Financial Network, Llc | Naperville | IL | 09/2024 | 08/2025 |
| Pma Securities, Llc | Lancaster | PA | 09/2024 | 08/2025 |
| Pma Asset Management, Llc | Naperville | IL | 09/2024 | 08/2025 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-18 |
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