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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-12-15
  • WA RA
    APPROVED
    Since 2025-12-15

Branch Locations

12770 Gateway Drive, Tukwila, WA 98168 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Redmond WA 06/2020 05/2022
Dml Capital Bellevue WA 05/2022 02/2023
Becu Seattle WA 03/2023 Present
Becu Investment Services Tukwila WA 07/2024 Present
Us Soccer Referee Federation Redmond WA 01/2015 Present
Lpl Financial Tukwila WA 07/2024 Present
  • 06/2020 → 05/2022
    Keybank
    Redmond, WA
  • 05/2022 → 02/2023
    Dml Capital
    Bellevue, WA
  • 03/2023 → Present
    Becu
    Seattle, WA
  • 07/2024 → Present
    Becu Investment Services
    Tukwila, WA
  • 01/2015 → Present
    Us Soccer Referee Federation
    Redmond, WA
  • 07/2024 → Present
    Lpl Financial
    Tukwila, WA
Other Businesses

1) 02/2025 - Soccer Referee / Outside/Independent Contractor Employment / National Assistant Referee / Non Inv Related / Start date 01/01/2015 - 15 Hrs per month - 5 % Time Spent 2) 02/2025 - BECU Investment Services / Notary / Inv. Related / Seattle, WA 98124 / Start date 07/01/2021 - . 5 Hrs per month 3) 02/2025 - BECU Investment Services / DBA for LPL Business (entity for LPL business) Inv Related - at reported business location (s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-10
  • S66 Uniform Combined State Law Examination
    2025-06-10

View on SEC IAPD

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