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Blake Matthew Thomas

Francis LLC

Brookfield, WI

CRD 7959755

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Employer firm

Francis LLC CRD 130687

98 advisory clients

Reported services (Item 5G)

  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • CORPORATE FINANCIAL WELLNESS, PENSION PLAN PARTICIPANT ADVISORY/EDUCATION

From the firm’s Form ADV. Read the guides:

Current Employers
Francis Llc

19435 W. Capitol Drive, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-17
MN RA APPROVED 2024-09-17
TX RA APPROVED 2024-09-17
WI RA APPROVED 2024-09-17
  • CA RA
    APPROVED
    Since 2024-09-17
  • MN RA
    APPROVED
    Since 2024-09-17
  • TX RA
    APPROVED
    Since 2024-09-17
  • WI RA
    APPROVED
    Since 2024-09-17

Branch Locations

19435 W. Capitol Drive, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Francis Llc Brookfield WI 06/2024 Present
Westmont College Santa Barbara CA 06/2020 06/2024
The Forge For Families Houston TX 01/2016 06/2020
  • 06/2024 → Present
    Francis Llc
    Brookfield, WI
  • 06/2020 → 06/2024
    Westmont College
    Santa Barbara, CA
  • 01/2016 → 06/2020
    The Forge For Families
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-17
  • S65 Uniform Investment Adviser Law Examination
    2024-09-17

View on SEC IAPD

Nearby Firms

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RBC CAPITAL MARKETS, LLC
MARINER

Nearby Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom

Nearby Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI

More in Brookfield, WI

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