Chad Michael Lund

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Des Moines, IA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-01-30 → 2021-06-09
  Voya Financial Advisors, Inc.
  Sioux City, IA
  Redwood Falls, MN
  Windsor, CT

Other Businesses

1. NAME OF ENTITY:CHAD AND AMY LUND OFFICE BUILDING; No; 229 S MILL ST; REDWOOD FALLS; MN; 56283; REAL ESTATE; OWNER; 6/1/1999; 1; 0; MAINTAIN BUILDING AND COLLECT RENT; 2. NAME OF ENTITY:CHAD LUND-RENTAL SPACE; No; 700 WASHINGTON AVE N; MINNEAPOLIS; MN; 55401; RENTAL PARKING SPACE; OWNER; 6/1/2016; 1; 1; RENTING PARKING SPACE AND COLLECTING RENT; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/25/1999; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 4. NAME OF OTHER BUSINESS: DAKOTA FUTURES, INC; INVESTMENT RELATED: NO; ADDRESS: 39527 RESERVATION HWY 1, MORTON, MN 56270; NATURE OF BUSINESS: COMMUNITY DEVELOPMENT; START DATE: 04/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND SCHEDULED BOARD MEETINGS, ADVISING ON ECONOMIC GROWTH AND DEVELOPMENT; 5. NAME OF OTHER BUSINESS: DAKOTA FINANCE CORPORATION, INC.; INVESTMENT RELATED: NO; ADDRESS: 39527 RESERVATION HIGHWAY 1 MORTON, MN 56270; NATURE OF BUSINESS: BOARD; START DATE:09/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR CARE AND CUSTODY OF FUNDS AND SECURITIES TO BE DEPOSITED, MAY ENDORSE FOR PAYMENT AS DIRECTED BY THE BOARD ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-07
• S63 Uniform Securities Agent State Law Examination
  1999-06-01

Other Names

• Chad M Lund