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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-09
MN RA APPROVED 2014-01-24
  • TX RA
    APPROVED_RES
    Since 2018-08-09
  • MN RA
    APPROVED
    Since 2014-01-24

Branch Locations

800 E Bridge St, Redwood Falls, MN 56283 • United States

Wabasso, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mankato MN 04/1993 03/2020
Ameriprise Financial Services, Llc Redwood Falls MN 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 800 E. Bridge St. Redwood Falls, MN 56293, ,; ; 02/01/2013. Business Ownership; Duane Heiling Inc.; ; Manage Pracgtice operations; 800 East Bridge StRedwood Falls, MN 56283, ,; Not Investment-Related; 01/01/2017; 40 to 59 hours per month; 60 during trading hours. Board of Directors; RACF; secretary; Redwood Falls, MN 56283, ,; ; ; 1 to 9 hours per month; / Country Sno Riders; Treasurer; Po Box 422 Redwood Falls, Mn 56283, ,; ; 10/15/2000; 1 to 9 hours per month; / Willow Lake Township; Supervisor; 206 Main St, , Wanda, MN, 56294; Not Investment-Related; 06/01/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; LFP Consulting; employee; Financial Advisor; 125 Buckskin Ave Suite 200, , Bismark, ND, 58503; Not Investment-Related; 10/02/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-04-29
  • S63 Uniform Securities Agent State Law Examination
    1993-04-29
Designations

View on SEC IAPD

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