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Phillip Taylor Mcgrath

Waterstone Financial Advisory LLC

Fort Myers, FL

CRD 7959178

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Employer firm

Waterstone Financial Advisory LLC CRD 325012

$262M regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Waterstone Financial Advisory Llc

12597 New Brittany Blvd, Fort Myers, FL 33907 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-10
  • FL RA
    APPROVED
    Since 2024-10-10

Branch Locations

12597 New Brittany Blvd, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North American Bancard Troy MI 11/2014 10/2019
United Wholesale Mortgage Pontiac MI 02/2020 07/2021
Guaranteed Rate Affinity Chicago IL 09/2021 10/2022
Td Bank Farmington Hills MI 05/2023 Present
Waterstone Financial Advisory Llc Fort Myers FL 08/2024 Present
Unemployed Sterling Heights MI 10/2019 02/2020
Unemployed Sterling Heights MI 10/2022 05/2023
  • 11/2014 → 10/2019
    North American Bancard
    Troy, MI
  • 02/2020 → 07/2021
    United Wholesale Mortgage
    Pontiac, MI
  • 09/2021 → 10/2022
    Guaranteed Rate Affinity
    Chicago, IL
  • 05/2023 → Present
    Td Bank
    Farmington Hills, MI
  • 08/2024 → Present
    Waterstone Financial Advisory Llc
    Fort Myers, FL
  • 10/2019 → 02/2020
    Unemployed
    Sterling Heights, MI
  • 10/2022 → 05/2023
    Unemployed
    Sterling Heights, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-27
  • S65 Uniform Investment Adviser Law Examination
    2024-08-27

View on SEC IAPD

Nearby Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
BANKERS LIFE ADVISORY SERVICES, INC.

Nearby Investors

DAVID JONATHAN MORELAND
Elizabeth Diane Scoggins
Devin Reich

Nearby Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL

More in Fort Myers, FL

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