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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-07 |
| CA | RA | APPROVED | 2025-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| C & A Cleaning | Chico | CA | 06/2015 | 03/2019 |
| Golden Valley Bank | Chico | CA | 03/2019 | 07/2024 |
| Stifel Nicolaus & Company Inc | Chico | CA | 07/2024 | Present |
| Durham High School | Durham | CA | 08/2014 | 12/2017 |
1. California Deer Association - Chico Chapter; 1884 Keystone Court Suite A Redding, CA 96003; The California Deer Association is a non-profit organization created to preserve hunting land; Committee Member; Attend committee meeting and plan annual fundraiser dinner; 03/17/2019; 1hr/day; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-18 |
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