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140 Yellowstone Drive Suite 100, Chico, CA 95973 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-10-16 |
| CA | RA | APPROVED | 2015-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Chico | CA | 06/2006 | Present |
| Murray Financial Services | Chico | CA | 04/2015 | Present |
1. 06/23/2006 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 1% - SELLING OUTSIDE FIXED INSURANCE - LIFE, LONG TERM CARE, TERM. 2. 8/5/2015 - MURRAY FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR HYBRID - IAR - START 09/01/2015 - 160 Hours Per Month During Securities Trading. 3) 08/17/2017-Murray Financial Services-Investment related-At reported business location(s)-Registered Investment Advisor Hybrid-IAR-start 09/01/2015- Hours per month 160/ hours during trading 160-I provide investment advisory services through Murray Financial Services, an independent investment advisor firm. I started this business activity in 09/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-17 |
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