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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-03
AL RA APPROVED 2025-10-08
  • TX RA
    APPROVED
    Since 2025-11-03
  • AL RA
    APPROVED
    Since 2025-10-08

Branch Locations

569 Brookwood Vlg, Birmingham, AL 35209 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 07/2024 Present
Wholesale Pump And Supply Bessemer AL 03/2024 07/2024
Advantage Retirement Group Fort Myers FL 03/2020 07/2023
Power Incorporated Tuscaloosa AL 01/2019 02/2020
University Of Alabama Tuscaloosa AL 06/2014 06/2018
Unemployed Tuscaloosa AL 08/2023 03/2024
Unemployed Tuscaloosa AL 06/2018 01/2019
  • 07/2024 → Present
    Birmingham, AL
  • 03/2024 → 07/2024
    Wholesale Pump And Supply
    Bessemer, AL
  • 03/2020 → 07/2023
    Advantage Retirement Group
    Fort Myers, FL
  • 01/2019 → 02/2020
    Power Incorporated
    Tuscaloosa, AL
  • 06/2014 → 06/2018
    University Of Alabama
    Tuscaloosa, AL
  • 08/2023 → 03/2024
    Unemployed
    Tuscaloosa, AL
  • 06/2018 → 01/2019
    Unemployed
    Tuscaloosa, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-08
  • S66 Uniform Combined State Law Examination
    2025-10-08

View on SEC IAPD

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