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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-01-05 |
| TX | RA | APPROVED | 2024-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Itasca | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Itasca | IL | 11/2016 | 01/2024 |
| Wells Fargo Advisors Financial Network, Llc | Chicago | IL | 01/2024 | Present |
NOTARY PUBLIC, NOT INV RELATED, SCHAUMBURG, IL. START 01/30/2024, 0 HOURS/MONTH, NOTARIZE DOCUMENTS.; MARTIN & MARTIN INVESTMENT GROUP LLC, INV RELATED, BARTLETT, IL, 45% OWNERSHIP, START 6/8/2023, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR FRIEND'S TRUST, INV RELATED, ELMHURST, IL, START: 1/18/2024, 0 HOURS A MONTH, 0 HOURS DURING TRADING.; TRUSTEE FOR FRIEND'S TRUST, INV RELATED, ELMHURST, IL, START: 1/18/2024, 0 HOURS A MONTH, 0 HOURS DURING TRADING.;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-11 |
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