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Kathleen Marie Governale

Leslie Global Wealth, LLC

Itasca, IL

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Current Employers
Leslie Global Wealth, Llc

500 Park Blvd Suite 1440, Itasca, IL 60143 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-07-18
  • IL RA
    APPROVED
    Since 2022-07-18

Branch Locations

500 Park Blvd Suite 1440, Itasca, IL 60143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Financial Advisory Services Itasca IL 02/2000 12/2020
J.W. Cole Financial, Inc. Largo FL 08/2009 12/2020
Strategic Financial Advisory Services Itasca IL 12/2020 06/2022
Lpl Financial Itasca IL 06/2022 Present
Leslie Global Wealth, Llc Itasca IL 06/2022 Present
  • 02/2000 → 12/2020
    Strategic Financial Advisory Services
    Itasca, IL
  • 08/2009 → 12/2020
    J.W. Cole Financial, Inc.
    Largo, FL
  • 12/2020 → 06/2022
    Strategic Financial Advisory Services
    Itasca, IL
  • 06/2022 → Present
    Lpl Financial
    Itasca, IL
  • 06/2022 → Present
    Itasca, IL
Previous Registrations
  • 2021-01-12 → 2022-12-21
    Strategic Financial Advisory Services
    Itasca, IL
Other Businesses

1- 06/2022 / Leslie Global Wealth, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / ITASCA, Illinois 2-08/03/2022 - Leslie Global Wealth, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - 160 Hours Per Month - I provide administrative support to Leslie Global Wealth, LLC, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-07-14
  • S63 Uniform Securities Agent State Law Examination
    2010-07-14
Designations
Other Names
  • Kathy Marie Governald
  • Kathy Marie Governdale
  • Kathy Marie Governale

View on SEC IAPD

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