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Maxwell Donald Miller

Charles Schwab & Co., Inc.

Phoenix, AZ

CRD 7954840

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-11-18
  • AZ RA
    APPROVED
    Since 2024-11-18

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crunch Fitness Las Cuces Las Cruces NM 11/2023 05/2024
New Mexico State University/ Psl Las Cruces NM 08/2023 11/2023
Dacc Las Cruces NM 08/2021 12/2022
Rockin Jump Las Cruces Las Cruces NM 06/2018 03/2020
Cca Group Mexicali 05/2021 06/2022
Corrosion Y Proteccion/ Humain Polanco ME 05/2022 07/2022
Full Time Education Las Cruces NM 01/2016 05/2020
Full Time Education Las Cruces NM 05/2020 05/2021
Unemployed Mesa AZ 05/2024 08/2024
Charles Schwab & Co., Inc. Phoenix AZ 08/2024 Present
Full Time Education Las Cruces NM 07/2022 08/2023
  • 11/2023 → 05/2024
    Crunch Fitness Las Cuces
    Las Cruces, NM
  • 08/2023 → 11/2023
    New Mexico State University/ Psl
    Las Cruces, NM
  • 08/2021 → 12/2022
    Dacc
    Las Cruces, NM
  • 06/2018 → 03/2020
    Rockin Jump Las Cruces
    Las Cruces, NM
  • 05/2021 → 06/2022
    Cca Group
    Mexicali
  • 05/2022 → 07/2022
    Corrosion Y Proteccion/ Humain
    Polanco, ME
  • 01/2016 → 05/2020
    Full Time Education
    Las Cruces, NM
  • 05/2020 → 05/2021
    Full Time Education
    Las Cruces, NM
  • 05/2024 → 08/2024
    Unemployed
    Mesa, AZ
  • 08/2024 → Present
    Phoenix, AZ
  • 07/2022 → 08/2023
    Full Time Education
    Las Cruces, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-03
  • S66 Uniform Combined State Law Examination
    2024-04-03
Other Names
  • Max Miller

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