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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-02-12
  • WA RA
    APPROVED
    Since 2025-02-12

Branch Locations

2236 32Nd Avenue W Ste A, Seattle, WA 98199 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Lpruco Securities, Llc.LC. Mercer Island WA 05/2024 11/2024
Homegrown Redmond WA 03/2018 10/2018
Farouche Salon Redmond WA 01/2019 06/2020
Vivi Pizzeria Woodinville WA 08/2019 01/2021
Earl's Kitchen & Bar Bellevue WA 05/2021 01/2024
Washington State University Pullman WA 01/2024 05/2024
Cactus Kirkland WA 05/2024 12/2024
Washington State University Pullman WA 08/2020 05/2024
Woodinville High School Woodinville WA 09/2017 06/2020
Lpl Enterprise, Llc Mercer Island WA 11/2024 02/2025
Raymond James Financial Services, Inc. Seattle WA 02/2025 Present
Raymond James Financial Services Advisors, Inc. Seattle WA 02/2025 Present
Mainspring Wealth Advisors Seattle WA 02/2025 Present
Timbercrest Junior High School Woodinville WA 02/2015 09/2017
  • 05/2024 → 11/2024
    Pruco Securities, Lpruco Securities, Llc.LC.
    Mercer Island, WA
  • 03/2018 → 10/2018
    Homegrown
    Redmond, WA
  • 01/2019 → 06/2020
    Farouche Salon
    Redmond, WA
  • 08/2019 → 01/2021
    Vivi Pizzeria
    Woodinville, WA
  • 05/2021 → 01/2024
    Earl's Kitchen & Bar
    Bellevue, WA
  • 01/2024 → 05/2024
    Washington State University
    Pullman, WA
  • 05/2024 → 12/2024
    Cactus
    Kirkland, WA
  • 08/2020 → 05/2024
    Washington State University
    Pullman, WA
  • 09/2017 → 06/2020
    Woodinville High School
    Woodinville, WA
  • 11/2024 → 02/2025
    Mercer Island, WA
  • 02/2025 → Present
    Raymond James Financial Services, Inc.
    Seattle, WA
  • 02/2025 → Present
    Seattle, WA
  • 02/2025 → Present
    Mainspring Wealth Advisors
    Seattle, WA
  • 02/2015 → 09/2017
    Timbercrest Junior High School
    Woodinville, WA
Previous Registrations
Other Businesses

(1)Name of Business: Mainspring Wealth Advisors Address: 2236 32nd Ave W Ste A, Seattle, WA, 98199-4050, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/18/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: As an Associate Financial Planner at Mainspring Wealth Advisor, I will assist the Financial Planner with client meeting preparations, monitor clients' financial situations, and perform financial analyses. My role includes data gathering, preparing meeting agendas, and coordinating planning implementation with outside professionals. I will regularly interact with clients, both over the phone and in-person, and collaborate with team members to achieve group goals.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-28
  • S66 Uniform Combined State Law Examination
    2024-10-28

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