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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-02-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Lpruco Securities, Llc.LC. | Mercer Island | WA | 05/2024 | 11/2024 |
| Homegrown | Redmond | WA | 03/2018 | 10/2018 |
| Farouche Salon | Redmond | WA | 01/2019 | 06/2020 |
| Vivi Pizzeria | Woodinville | WA | 08/2019 | 01/2021 |
| Earl's Kitchen & Bar | Bellevue | WA | 05/2021 | 01/2024 |
| Washington State University | Pullman | WA | 01/2024 | 05/2024 |
| Cactus | Kirkland | WA | 05/2024 | 12/2024 |
| Washington State University | Pullman | WA | 08/2020 | 05/2024 |
| Woodinville High School | Woodinville | WA | 09/2017 | 06/2020 |
| Lpl Enterprise, Llc | Mercer Island | WA | 11/2024 | 02/2025 |
| Raymond James Financial Services, Inc. | Seattle | WA | 02/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Seattle | WA | 02/2025 | Present |
| Mainspring Wealth Advisors | Seattle | WA | 02/2025 | Present |
| Timbercrest Junior High School | Woodinville | WA | 02/2015 | 09/2017 |
(1)Name of Business: Mainspring Wealth Advisors Address: 2236 32nd Ave W Ste A, Seattle, WA, 98199-4050, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/18/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: As an Associate Financial Planner at Mainspring Wealth Advisor, I will assist the Financial Planner with client meeting preparations, monitor clients' financial situations, and perform financial analyses. My role includes data gathering, preparing meeting agendas, and coordinating planning implementation with outside professionals. I will regularly interact with clients, both over the phone and in-person, and collaborate with team members to achieve group goals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-28 |
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