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Caroline M. Andreen

J.P. Morgan Securities LLC

Phoenix, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-09-09
TX RA APPROVED 2024-09-06
  • AZ RA
    APPROVED
    Since 2024-09-09
  • TX RA
    APPROVED
    Since 2024-09-06

Branch Locations

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Phoenix AZ 07/2024 Present
Jpmorgan Chase Bank, N.A. Phoenix AZ 07/2024 Present
Jpmorgan Chase Bank, N.A. Tulsa OK 06/2023 08/2023
University Of Oklahoma Norman OK 09/2022 11/2022
Willis Towers Watson Tempe AZ 06/2022 08/2022
University Of Oklahoma Norman OK 02/2021 05/2021
University Of Oklahoma Norman OK 02/2022 04/2022
Inspire Communities, Inc Phoenix AZ 06/2021 12/2021
University Of Oklahoma Norman OK 08/2020 05/2024
Unemployed Scottsdale AZ 07/2014 01/2021
Unemployed Phoenix AZ 09/2023 06/2024
Unemployed Scottsdale AZ 05/2022 05/2022
Unemployed Scottsdale AZ 01/2022 01/2022
Unemployed Scottsdale AZ 12/2022 05/2023
  • 07/2024 → Present
    J.P. Morgan Securities Llc
    Phoenix, AZ
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Phoenix, AZ
  • 06/2023 → 08/2023
    Jpmorgan Chase Bank, N.A.
    Tulsa, OK
  • 09/2022 → 11/2022
    University Of Oklahoma
    Norman, OK
  • 06/2022 → 08/2022
    Willis Towers Watson
    Tempe, AZ
  • 02/2021 → 05/2021
    University Of Oklahoma
    Norman, OK
  • 02/2022 → 04/2022
    University Of Oklahoma
    Norman, OK
  • 06/2021 → 12/2021
    Inspire Communities, Inc
    Phoenix, AZ
  • 08/2020 → 05/2024
    University Of Oklahoma
    Norman, OK
  • 07/2014 → 01/2021
    Unemployed
    Scottsdale, AZ
  • 09/2023 → 06/2024
    Unemployed
    Phoenix, AZ
  • 05/2022 → 05/2022
    Unemployed
    Scottsdale, AZ
  • 01/2022 → 01/2022
    Unemployed
    Scottsdale, AZ
  • 12/2022 → 05/2023
    Unemployed
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-06
  • S66 Uniform Combined State Law Examination
    2024-09-06
Other Names
  • Caroline Mae Andreen

View on SEC IAPD

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