Adam Rubin

Current Employers

Employment History

• 01/2011 → Present
  Rubin Appraisals
  Warrington, PA
• 07/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2025-01-29 → 2025-02-03
  Cetera Investment Advisers Llc
  Wilmington, DE

Other Businesses

1. NAME OF OTHER BUSINESS: RUBIN APPRAISALS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TO PROVIDE RESIDENTIAL APPRAISAL SERVICES FOR LENDING PURPOSES START DATE: 1/2011 POSITION/TITLE/RELATIONSHIP: OWNER, CERTIFIED REAL ESTATE APPRAISER APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: I AM CURRENTLY SELF-EMPLOYED AS A RESIDENTIAL REAL ESTATE APPRAISER CERTIFIED IN THE STATE OF PENNSYLVANIA. CLIENTS CONSIST OF BANKS AND LENDERS REQUIRING VALUATIONS OF REAL PROPERTY FOR FINANCING PURPOSES. AS I AM THE ONLY PERSON INVOLVED WITH THE BUSINESS ACTIVITIES AT RUBIN APPRAISALS, MY DUTIES INCLUDE ALL ASPECTS OF THE APPRAISAL PIPELINE; 2. NAME OF OTHER BUSINESS: WHARTON INVESTMENT CONSULTANTS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCNIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2025-01-24