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Richard Owings Bascom

Horan Wealth, LLC

Cincinnati, OH

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Current Employers
Horan Wealth, Llc

8044 Montgomery Rd, Ste 640, Cincinnati, OH 45236 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-26
FL RA APPROVED 2025-08-18
OH RA APPROVED 2025-07-11
IN RA APPROVED 2025-07-08
KY RA APPROVED 2025-07-08
MI RA APPROVED 2025-07-08
NC RA APPROVED 2025-07-08
  • TX RA
    APPROVED
    Since 2025-08-26
  • FL RA
    APPROVED
    Since 2025-08-18
  • OH RA
    APPROVED
    Since 2025-07-11
  • IN RA
    APPROVED
    Since 2025-07-08
  • KY RA
    APPROVED
    Since 2025-07-08
  • MI RA
    APPROVED
    Since 2025-07-08
  • NC RA
    APPROVED
    Since 2025-07-08

Branch Locations

8044 Montgomery Rd, Ste 640, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horan Securities Inc Cincinnati OH 07/2024 07/2025
University Of Kentucky Lexington KY 05/2023 07/2024
East Kentucky Power Cooperative Winchester KY 01/2023 11/2023
University Of Kentucky Lexington KY 08/2019 12/2022
Saint Xavier High School Louisville KY 08/2015 08/2019
Horan Wealth, Llc Cincinnati OH 07/2025 Present
  • 07/2024 → 07/2025
    Horan Securities Inc
    Cincinnati, OH
  • 05/2023 → 07/2024
    University Of Kentucky
    Lexington, KY
  • 01/2023 → 11/2023
    East Kentucky Power Cooperative
    Winchester, KY
  • 08/2019 → 12/2022
    University Of Kentucky
    Lexington, KY
  • 08/2015 → 08/2019
    Saint Xavier High School
    Louisville, KY
  • 07/2025 → Present
    Horan Wealth, Llc
    Cincinnati, OH
Previous Registrations
  • 2024-11-11 → 2025-07-07
    Horan Securities, Inc.
    Cincinnati, OH
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-07
S63 Uniform Securities Agent State Law Examination 2024-09-27
  • S65 Uniform Investment Adviser Law Examination
    2024-11-07
  • S63 Uniform Securities Agent State Law Examination
    2024-09-27

View on SEC IAPD

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Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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