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Robert James Ramsay

Osaic Institutions, Inc.

Fort Myers, FL

Naples, FL

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-05-16
  • FL RA
    APPROVED
    Since 2014-05-16

Branch Locations

8695 College Parkway, Fort Myers, FL 33919 • United States

800 Laurel Oak Drive Suite 101, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Finemark National Bank &Trust Fort Myers FL 08/2013 Present
Infinex Investments, Inc Fort Myers FL 12/2013 Present
  • 08/2013 → Present
    Finemark National Bank &Trust
    Fort Myers, FL
  • 12/2013 → Present
    Infinex Investments, Inc
    Fort Myers, FL
Previous Registrations
  • 2012-06-08 → 2013-08-13
    Bmo Asset Management Corp.
    Chicago, IL
  • 2008-05-08 → 2012-06-08
    M&I Investment Management Corp.
    Milwaukee, WI
  • 1999-07-15 → 2006-06-15
    Merrill Lynch Investment Managers Lp
    Naples, FL
Other Businesses

1.) Finemark National Bank & Trust 12681 Creekside Lane Fort Meyers, FL, 33919. Yes, Investment related. Senior Vice President, Private Wealth Advisor. Started August 2013. Approx 160 hours per month. 136 hours during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-28
  • S66 Uniform Combined State Law Examination
    1999-07-28
Other Names
  • Robbie Ramsay
  • Rob James Ramsay

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
BANKERS LIFE ADVISORY SERVICES, INC.
UBS FINANCIAL SERVICES INC.
LPL FINANCIAL LLC
SANCTUARY ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
CHARLES SCHWAB & CO., INC.

Other Investors

DAVID JONATHAN MORELAND
Elizabeth Diane Scoggins
Devin Reich
WILLIAM CARR WHITE
JACQUELINE ANNETTE WEBSTER
SCOTT MICHAEL KLEIN
JEFFREY STUART MALAVSKY
WILLIAM HERBERT WHITE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL
UBS FINANCIAL SERVICES INC. · FORT MYERS, FL
LPL FINANCIAL LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL

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