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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-27
NY RA APPROVED 2026-03-26
  • TX RA
    APPROVED
    Since 2026-04-27
  • NY RA
    APPROVED
    Since 2026-03-26

Branch Locations

449 Route 146, Clifton Park, NY 12065 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clifton Park NY 07/2024 Present
Broadview Federal Credit Union Latham NY 06/2023 08/2023
Equitable Advisors Clifton Park NY 05/2023 06/2023
Cap Com Federal Credit Union Latham NY 05/2022 08/2022
Van Patten Golf Course Clifton Park NY 05/2019 08/2021
Siena College Loudonville NY 08/2020 05/2024
Shenendehowa Central School District Clifton Park NY 09/2006 06/2020
  • 07/2024 → Present
    Clifton Park, NY
  • 06/2023 → 08/2023
    Broadview Federal Credit Union
    Latham, NY
  • 05/2023 → 06/2023
    Equitable Advisors
    Clifton Park, NY
  • 05/2022 → 08/2022
    Cap Com Federal Credit Union
    Latham, NY
  • 05/2019 → 08/2021
    Van Patten Golf Course
    Clifton Park, NY
  • 08/2020 → 05/2024
    Siena College
    Loudonville, NY
  • 09/2006 → 06/2020
    Shenendehowa Central School District
    Clifton Park, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-25
  • S66 Uniform Combined State Law Examination
    2026-03-25

View on SEC IAPD

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