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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-03
AL RA APPROVED 2023-04-28
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • AL RA
    APPROVED
    Since 2023-04-28

Branch Locations

100 Centerview Drive, Suite 249, Birmingham, AL 35216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Distributors Denver CO 01/2006 12/2018
Jackson National Life Distributors Llc Franklin TN 12/2018 03/2023
Cambridge Investment Research, Inc. Fairfield IA 04/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2023 Present
  • 01/2006 → 12/2018
    Jackson National Life Distributors
    Denver, CO
  • 12/2018 → 03/2023
    Jackson National Life Distributors Llc
    Franklin, TN
  • 04/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2023 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) SINSEP DESIGNS LLC, 2000 STAGG RUN CIRCLE, INDIAN SPRINGS VILLAGE, AL, 12/2015, OWNER, TECHNOLOGY SERVICES, NIR, 1 HR/MO, 0 HR TRADING. 2) SEPULVADO VENTURES, 8709 GLENMORA DR, SHREVEPORT, LA, 10/1997, SHAREHOLDER, FAMILY PARTNERSHIP, NIR, 0 HR/MO, 0 HR TRADING. 3) SEPCO LLC, 8709 GLENMORA DR, SHREVEPORT, LA, 5/2009, OWNER, REAL ESTATE INVESTMENT, INV REL, 0 HR/MO, 0 HR TRADING. 4) ELITE HEALTH SOLUTIONS, 7591 FERN AVE, #1602, SHREVEPORT, LA, 1/2010, OWNER, HEALTHCARE, NIR, 2 HR/MO, 0 HR TRADING. 5) ELITE HIRING SOLUTIONS, 7591 FERN AVE, #1602, SHREVEPORT, LA, 2/2023, OWNER, EMPLOYMENT STAFFING, NIR, 1 HR/MO, 0 HR TRADING. 6) CHAD J. SEPULVADO, 100 CENTERVIEW DR, SUITE 249, BIRMINGHAM, AL, 4/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 1 HR/MO, 1 HR/MO TRADING. 7) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 4/2023, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 8) PROSPER FINANCIAL PLANNING, INC., 100 Centerview Drive, Suite 249, Birmingham AL 35216, 06/01/2023, Secretary, Financial planning business we will be operating under, INV REL, 40 HR/MO - 40 HR/MO TRADING 9) 30-A OUR WAY, LLC, 15331 Erindale, Folsom LA 70437, United States, 11/2025, Partner, Real Estate, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-01
  • S66 Uniform Combined State Law Examination
    2003-08-01
Other Names
  • Chad Justin Sepulvado

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