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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2024 | 01/2025 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2025 | Present |
| Eastern Kentucky University | Richmond | KY | 08/2019 | 05/2024 |
| Oskaloosa High School | Oskaloosa | IA | 08/2015 | 07/2019 |
| Unemployed | Muscatine | IA | 06/2024 | 06/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2025 | Present |
1. CURTIS FINANCIAL SERVICES, 2213 2nd Ave, Muscatine IA 52761, United States, 01/01/2025, W2 Employee, Employee (receive a W-2), Investment Related, 160 HR/MO - 120 HR/MO TRADING 2. SIEBEN FINANCIAL LLC, 2213 2nd Ave, Muscatine IA 52761, United States, 01/01/2025, W2 Employee, Employee (receive a W-2), Investment Related, 160 HR/MO - 120 HR/MO TRADING 3. RIAN YATES, 2213 2nd Ave, Muscatine IA 52761, United States, 10/01/2025, Agent, Insurance/Benefits/Human Resources, Not Investment Related, 1 HR/MO - 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-03 |
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