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Kevin Vance Mc Cauley

Ameriprise Financial Services, LLC

Muscatine, IA

Muscatine, IA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-14
IA RA APPROVED 2005-11-03
  • TX RA
    APPROVED
    Since 2025-11-14
  • IA RA
    APPROVED
    Since 2005-11-03

Branch Locations

120 E 3Rd St, Muscatine, IA 52761 • United States

Muscatine, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Muscatine IA 09/2005 03/2020
Ameriprise Financial Services, Llc Muscatine IA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-31
  • S66 Uniform Combined State Law Examination
    2005-10-31
Other Names
  • Kevin Vance Mccauley

View on SEC IAPD

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LPL ENTERPRISE, LLC · MUSCATINE, IA
NEWEDGE ADVISORS · MUSCATINE, IA
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BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. · MUSCATINE, IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Muscatine, IA

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