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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2024-12-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pizza And Pasta | New Castle | DE | 07/2017 | 06/2024 |
| Unemployed | Pennsville | NJ | 12/2014 | 06/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 07/2024 | 11/2024 |
| Diamond State Financial Group | Newark | DE | 05/2024 | 10/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2024 | 11/2024 |
| Jpmorgan Chase Bank, N.A. | Wilmington | DE | 12/2024 | Present |
| J.P. Morgan Securities Llc | Wilmington | DE | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-30 |
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