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Wendy Lea Miller

Thrivent Investment Management Inc.

Tucson, AZ

Tucson, AZ

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-06-18
  • AZ RA
    APPROVED
    Since 2025-06-18

Branch Locations

8740 N. Thornydale Rd, Tucson, AZ 85742 • United States

Tucson, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Tucson AZ 07/2024 09/2024
Gospel Rescue Mission Tucson AZ 01/2021 07/2024
Miller Design Tucson AZ 03/2007 01/2021
Thrivent Investment Management Inc. Minneapolis MN 08/2024 01/2025
Thrivent Financial Appleton WI 09/2024 12/2024
Thrivent Financial Appleton WI 12/2024 01/2025
Thrivent Investment Management Inc Minneapolia MN 06/2025 Present
Unemployed Tucson AZ 01/2025 06/2025
Thrivent Financial Appleton WI 06/2025 Present
  • 07/2024 → 09/2024
    Unemployed
    Tucson, AZ
  • 01/2021 → 07/2024
    Gospel Rescue Mission
    Tucson, AZ
  • 03/2007 → 01/2021
    Miller Design
    Tucson, AZ
  • 08/2024 → 01/2025
    Thrivent Investment Management Inc.
    Minneapolis, MN
  • 09/2024 → 12/2024
    Thrivent Financial
    Appleton, WI
  • 12/2024 → 01/2025
    Thrivent Financial
    Appleton, WI
  • 06/2025 → Present
    Thrivent Investment Management Inc
    Minneapolia, MN
  • 01/2025 → 06/2025
    Unemployed
    Tucson, AZ
  • 06/2025 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-11
  • S66 Uniform Combined State Law Examination
    2024-11-11
Other Names
  • Wendy Lea Mercer

View on SEC IAPD

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Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

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