Brendon Kane Wu

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2025-02-21

WA RA
APPROVED

Since 2025-02-21

Branch Locations

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Seattle	WA	10/2019	Present
Christ Covenant Church	Columbia	MD	10/2011	04/2019
Sabbatical	Seattle	WA	05/2019	08/2019

10/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA
10/2011 → 04/2019

Christ Covenant Church

Columbia, MD
05/2019 → 08/2019

Sabbatical

Seattle, WA

Other Businesses

I*3045303 Entity Type: Fiduciary rule Name of OBA: C. W. Address: Bellevue, Washington, 98006 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 04/28/2025 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Trustee Child/Grandchild

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-02-19

S66 Uniform Combined State Law Examination

2025-02-19

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

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Exams

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